CBCN Newsletter
Volume 2, Number 2, November, 1997

Botanical Gardens' Collections and the Biodiversity Convention: Questions of Access and Benefits

David Galbraith

Co-ordinator, CBCN

Botanical gardens are finding themselves in the middle of a complex international process to interpret and put into effect several sections of the Convention on Biological Diversity (CBD). Gardens find themselves in this position because of their important roles as collectors, interpreters and disseminators of plants from around the world that may be useful or enjoyable. While it would be an exaggeration to claim that the Convention is putting those roles in jeopardy there are some real issues that botanical gardens must face in the coming years if they are to continue their mission as they now understand it. In this article I will outline why there are concerns over how botanical gardens acquire and disseminate plants in their collections arising from the CBD, and what steps we are taking as a community to address those concerns.

The Convention on Biological Diversity was formulated with three specific objectives: the conservation of the earth's biological diversity, the sustainable use of that diversity, and ensuring that benefits that come from the use of biodiversity resources are shared with the people to whom the resources are a natural patrimony. These objectives are laudable, but putting them into effect is becoming a long and very complex set of negotiations.

First of all, the CBD is an agreement among signatory nations (168 governments plus the European Commission). As such, it has its effects primarily at the level of international exchanges of biological materials and knowledge. The Convention also calls on signatories to have national policies on the conservation and cataloguing of biological diversity. Secondly, each of the signatories has different laws and traditions regarding how the resources within its boarders are owned and how they may or may not be used. Thirdly, there are many different types of biological resources and many different uses for them, some of which have yet to be invented.

In most cases, the convention is considered to apply to genetic resources, but defining genetic resources isn't necessarily easy. In the language of Article 2 of the CBD, genetic resources means "any material of plant, animal, microbial or other origin containing functional units of heredity", " of actual or potential value." "Biological resources", on the other hand, "includes genetic resources, organisms or parts thereof, populations, or any other biotic component of ecosystems with actual or potential use or value for humanity."

Genetic engineering, the purposeful rearrangement of specific genes for a desired outcome using recombinant DNA techniques, clearly makes use of genetic resources. A geneticist adding a foreign gene to a plant to make it resistant to a disease is clearly using genetic resources, because she is using material containing "functional units of heredity."

Many other uses of biological materials are also dependent on genetic resources but may not require the laboratory manipulation of DNA. A plant breeder who rearranges hundreds of thousands of genes when making a hybrid cross is making use of a biological resource - but is she also using a genetic resource? It is arguable that each time we purposefully breed a plant or an animal we are making use of genetic resources, even if we do not directly manipulate genes but instead rely on natural processes of genetic segregation and recombination to do the rearrangement for us. The activity of breeding a new plant would be impossible without the genetic resources underlying the process of creating biological variation.

It is also possible that future developments in the process of genetic engineering will further blur any functional distinctions between genetic and biological resources. Each time we bite an apple, crack a nut or peel a banana we are consuming biological material, and within that material are the units of inheritance. It's possible to extract DNA from many day to day products , the first step in studying and using that genetic material. DNA extraction is now taught in high-school biology and chemistry classes. Our ability to study and change genetic material is accelerating and becoming more commonplace, and is itself changing.

Try, then, to imagine how hard it is to develop national frameworks for how genetic resources are to be accessed. Such a process must accommodate applications that haven't been invented for plant species that might not yet have been discovered. This challenge is daunting, especially to developing countries which are struggling to meet existing international agreements or to developed countries which may have financial resources in abundance but lack the will to see their commitments fulfilled. The CBD also makes distinctions between genetic resources that are domesticated and those that are in a wild state. The Convention does not seek to interfere with agricultural development of domesticated species, but what of species which are commonly taken from nature to domestic settings, such as orchids? Finally, there appears to be little or no information on how much economic support the use of genetic resources can really bring to a developing country and little or no information on how much it will cost to regulate that use.

There are good reasons to be both hopeful and concerned about the use of biodiversity resources. It is hoped that the desire to make use of genetic resources by industry in the developed nations will itself generate economic support for the conservation of biodiversity-rich natural areas. Such support could be captured through license fees for biological prospecting. Unfortunately there are few examples of this support materializing to protect natural habitats.

Botanical Gardens Collections

One gap in the Convention on Biological Diversity that creates some of the present situation for botanical gardens is that the language of the convention does not cover collections of plants or other organisms made prior to the convention itself. As many as half of the higher plant species on earth are already growing somewhere in botanical gardens. As higher plants are a major source of potential genetic material for economic development, companies and researchers may well wish to obtain access to such plants to develop future products. Rather than going to the country from which a plant was originally obtained, industrial users may be able to obtain specimens from botanical gardens. If the organism was obtained by the botanical garden before the CBD there is no obligation to then share benefits with the country from which the plant was originally collected.

In response to all of this, individual countries are now drafting legislation or policy that will express their own reaction to the objectives of the Biodiversity Convention. The individual responses to the convention are as varied as the countries that draft them, and reflect the underlying philosophy of the nation and its approach to natural resources and the economy.

In Canada there are several differing approaches to the issue of how access should be granted to our own genetic resources. Agriculture and Agrifood Canada's Dr Brad Fraleigh is in charge of our biodiversity convention responsibilities for agriculture, and is an expert on our plant genetic clonal resource system. At a recent workshop on how different countries are deciding how to regulate access to genetic resources, Dr Fraleigh explained that Canada views access to genetic resources for crop plants to be a food security issue world wide, and that Canada therefore advocates an open system. There are many other types of uses for genetic resources, though, from forestry to ornamental plants. For these other sectors in Canada the situation is not as clear.

Even if Canada is able to develop a mechanism by which genetic resources can be used sustainably within its own boarders, institutions like botanical gardens look beyond their national shores for plants of beauty and utility for their collections and their constituents. An example of how the situation may develop in some countries can be seen in the recent Decision 391 of the Andean Pact nations. The Andean Pack is an economic union not unlike our own North American free-trade agreement, consisting of Columbia, Venezuela, Ecuador, Bolivia and Peru. Decision 391 seeks to put regulations in place to control the access that the outside world has on the genetic resources of these countries.

If a recent report by Manuel Ruiz Muller of the Peruvian Environmental Law Institute is any indication, the Andean Pack countries may find it difficult to make Decision 391 work to their own advantage. The costs of administering the complex regulatory process of 391 may well exceed any economic return that could come from license fees for exploration or other sources of payment for the use of resources. If this seems like, well, small potatoes to Canadians, just remember that our most popular food, potatoes, are native to the Andean pact countries, and that thousands of wild varieties that form the genetic basis for future improvement of potato varieties are found no where else.

Decision 391 affects more than industrial uses of genetic resources; it includes in its regulations that all collections of organisms for scientific purposes or for conservation purposes must go through the same bureaucracy as would a drug company seeking a cure for cancer in the Amazon rainforest. In other words, new collections of plants for botanical gardens, and even new herbarium specimens for pure research, are covered under Decision 391. As individual nations and groups of nations like the Andean Pack countries draft their respective legislation on access to genetic resources, botanical gardens are going to be increasingly faced with restrictions on whether they can collect new plant specimens in other countries without complex licensing and bureaucracy.

Few Canadian Gardens in Federal Domain

Our Canadian response to the Convention on Biological Diversity has included the express hope that organizations in sectors other than government will take up the spirit of the convention rather than wait for leadership by the government. The federal government of Canada does not operate a national botanical garden. Canadian botanical gardens and arboreta are a diverse group of institutions, only a few of which are operated by departments of the federal government (e.g. Morden Arboretum of Agriculture and Agrifood Canada). For the most part, Canada's botanical gardens are either provincial institutions (e.g. Royal Botanical Gardens), municipal institutions (e.g. Montreal Botanical Gardens,), or are departments within provincial institutions (e.g. University of British Columbia Botanical Garden, Devonian Botanical Garden, Memorial University of Newfoundland Botanical Garden, The Arboretum of University of Guelph), or within municipal institutions (e.g. Botany Department of Metro Toronto Zoo, Calgary Zoo and Botanical Garden).

An appreciation of the diversity of institutions maintaining scientifically-based collections of living plants in Canada is heightened by considering the varying scales of the collections. The largest botanical collection in Canada is maintained by Montreal Botanical Gardens (25,000 species accessions), with significant collections in several others (e.g. 14,000 at University of British Columbia; 6,500 at Royal Botanical Gardens). Many other institutions such as arboreta maintain collections of between 200 and 2,000 species.

These institutions also cross sectoral boundaries individually. For example, in 1996 Royal Botanical Gardens received about 30% of its operational budget as grants from the Province of Ontario, 24% as grants from the Regional Municipalities of Hamilton-Wentworth and Halton, and self-generated the remaining 46% through admissions, donations, membership fees and other sources. As is the case for many botanical institutions in Canada, Royal Botanical Gardens is correctly described as both a government institution (at two levels of government) and as a member of the charitable sector. This remarkable institutional diversity makes a single response to the challenges of the biodiversity convention unlikely for Canadian botanical gardens.

Botanical gardens are becoming increasingly active in their consideration of all of these issues. Over the next two years, I will be participating in a program to develop new approaches to the access of genetic resources by botanical gardens on behalf of Royal Botanical Gardens and The Canadian Botanical Conservation Network. The program, being run by Royal Botanic Gardens at Kew in London, England, will bring together representatives of 15 botanical gardens from around the world to share their experiences and concerns and to work together toward a common response. The objective of this process is to create new ways of looking at what are being called "access issues": how botanical gardens will obtain new specimens in the future, and how others will gain access to botanical gardens' collections as well. The program begins with a workshop in December, 1997 at Kew Gardens, and continues through at least two more meetings over the coming two years. At the end of the two years it is planned that the participants will be able to put measures into place in their home institutions that will answer the access issues to the satisfaction of the spirit and letter of the biodiversity convention and to the advantage of the gardens. Following this pilot program, the experiences of the participants will be shared with other botanical gardens around the world.

The second important issue that will be discussed at the Kew workshop is the idea of sharing the benefits arising from the use of genetic resources. Although the Convention on Biological Diversity calls for such benefits to be shared, it doesn't specify how the sharing will take place, or even what benefits really are. If there are to be benefits from the use of intact genetic and biological resources then our present economic system requires that there is also economic use of the resources to generate the benefits. It's still not clear just what those benefits will be. Economic returns generated by pharmaceutical companies are perhaps the easiest kind of benefits to identify, but one can imagine other kinds of benefits, too.

One example of sharing non-monetary benefits arising from the use of genetic resources was provided by Dr Mike Balick of the Economic Botany section of the New York Botanical Gardens at the May, 1997 meeting of the American Association of Botanical Gardens and Arboreta in New York City. Dr Balick has been exploring for new cancer-fighting compounds in plants in South America, with the cooperation of local healers who use many different plants for their own practices. Even before any commercial product is developed, Dr Balick shares the results of his research and any laboratory trials in the USA with the indigenous healers he works with in the field. Thus the knowledge comes full circle and aids the local people by increasing the efficacy of their traditional healers.

Botanical gardens are now struggling with these biodiversity issues. Access and benefits-sharing questions affect the core of gardens' reason for existing: their collection of plants, how they are maintained and enhanced, and how they will be used in the future. For gardens that are institutions of their national governments, taking part in the biodiversity convention process is part of their formal mandates. For others, participation is part of the recognition that the collections we hold in trust for the public are not separate from the larger world of plants or from our basic concern over human well-being, but exist as readily-accessible resources that should benefit humanity and conservation.

Acknowledgments

Thanks to Kerry ten Kate, Conventions and Policy Section, Royal Botanic Gardens, Kew, for reading and commenting on an earlier version of this article.

 


Directory of Plant Conservation In Canada Available

A first draft Directory of Plant Conservation in Canada 1997 is available for review from the CBCN Office. The directory will provide users with contacts in government, non-governmental organizations and the private sector that are involved in various ways in plant conservation in Canada. Additions and corrections are eagerly sought. Please contact David Galbraith for a copy.

CBCN Members

The Canadian Botanical Conservation Network is well on its way to becoming a recognized not-for-profit organization. During the summer of 1997 we opened three membership categories through which organizations and individuals can participate. In September we filed our application for charitable status with Revenue Canada.

As of November 8, 1997, our member list includes:

Institution Members

  • Calgary Zoo and Botanical Garden, Calgary, Alberta

  • The Arboretum, The University of Guelph, Guelph, Ontario
  • Brickman's Botanical Garden, Sebringville, Ontario
  • Canadian Museum of Nature, Ottawa, Ontario
  • Civic Garden Centre, North York, Ontario
  • Garden of Eden Tree Farm, Eden, Ontario
  • Parks Department, City of Toronto, Toronto, Ontario
  • Metro Toronto Zoo, Scarborough, Ontario
  • Niagara Parks Botanical Garden, Niagara Falls, Ontario
  • Royal Botanical Gardens, Hamilton, Ontario
  • Sherwood Fox Arboretum, University of Western Ontario, London, Ontario
  • Les Jardins de Metis, Grand-Metis, Québec
  • jardin botanique de Montréal, Montréal, Québec
     
     

Organizational Associate Members

  • Federation of Ontario Naturalists, Don Mills, Ontario
     
     

Individual Associate Members

  • Doug Campbell, The Campbell Gardens, Mississauga, Ontario

  • Peter Hough, Peter Hough Associates, Yellowknife, Northwest Territories
  • Ted Mosquin, Ecospherics International, Lanark, Ontario
  • René Pronovost, Service de l'environnement, Ville de Québec, Québec
     

 


and membership...

We welcome new members in the network and look forward to more institutions and individuals joining the network.

We have established three categories for membership. Institutional Members are botanical gardens, arboreta and related institutions maintaining collections of living plants. Organizational Associate Membership is open to other groups and organizations who share the objectives of the network and are interested in participating. Individual Associate Membership is available for individuals who wish to get involved.

Anyone interested in membership in CBCN should contact the Coordinator, David Galbraith, for more information.

 



CBCN Newsletter is produced by the Botanical Conservation Office of Royal Botanical Gardens, Hamilton, on behalf of the Canadian Botanical Conservation Network. For more information on CBCN please contact:

Dr. David A. Galbraith, Coordinator, Canadian Botanical Conservation Network, Royal Botanical Gardens, P.O. Box 399, Hamilton, Ontario Canada L8N 3H8

tel: (905) 527-1158, ext. 309

FAX: (905) 577-0375

Email:

Produced with financial support from Environment Canada and its Environmental Conservation Branch, Ontario Region.